What Are SEC MEF Filings?

An SEC MEF filing concerns the registration of up to an additional 20% of securities for an offering under Rule 462(b) of the 澳洲幸运5官方开奖结果体彩网:Securities Act of 1933. The filing is done by an issuer who is increasing the size of its offering.

Understanding SEC MEF Filings

SEC Rule 462(b) states that a registration statement and any post-effective amendments for up to an additional 20% of securities will become effective upon filing with the 澳洲幸运5官方开奖结果体彩网:Securities and Exchange Commission (SEC) if the registration is for the same class of securities already approved for registration by the SEC.

The term SEC filling generally refers to formal documents submitted to the SEC. 澳洲幸运5官方开奖结果体彩网:Broker-dealers, public companies, and some insiders must make SEC filings regularly. These filings provide important information about companies to investors and finance professionals. The 🦋澳洲幸运5官方开奖结果体彩网:Electronic Data Gathering, Analysis and Re๊trieval (EDGAR) datab🌱ase makes many SEC filings available to the pub꧟lic online.

To ensure that the filing fees are calculated correctly, including any fees previously paid, an issuer must be sure to include the total Proposed Maximum Aggregate Offering Price (PMAOP) from the prior registration statement in addition to the new PMAOP on the MEF filing.

Types of SEC MEF Filings

EC MEF filings may apply to the below SEC forms, among others, under Rule 462(b). T🐼👍he primary difference for an increased registration form would be the type of issuer (e.g. foreign or domestic) and type of securities in the offering:

• 澳洲幸运5官方开奖结果体彩网:Form S-1 is a basic form used when other forms are neither authorized nor required. It is not used to register securities of foreign governments or their political subdivisions.
• Form S-3 is for companies required to report for at least 12 months that have adhered to the timely filing requirements of Form S-2.
• 澳洲幸运5官方开奖结果体彩网:Form S-11 is used to register securities of 澳洲幸运5官方开奖结果体彩网:real estate investment trusts (REITs) and some other real estate companies.
• 澳洲幸运5官方开奖结果体彩网:Form F-1 is used by eligible foreign private issuers.
• 澳洲幸运5官方开奖结果体彩网:Form F-3 can be used by eligible foreign private issuers that have reported for at least 12 months under the 澳洲幸运5官方开奖结果体彩网:Securities Exchange Act of 1934, and have a worldwide public market float of more than $750 million.